How to Apply For STEP ND

  1. Gather Materials and Information
    Before beginning your application, collect the following:
    • Six-digit NAICS Code
      Used to identify the applicant’s business industry. The code helps determine if the applicant meets the SBA definition of a small business. To find your NAICS code, visit https://www.census.gov/naics/.
    • ND Secretary of State Registration
      Verify with the North Dakota Secretary of State that your company is registered and in good standing. This information can be found at nd.gov/sos/businessserv.
    • Majority Owner information
      Identify all the categories that relate to the majority owner for reporting purposes.
      • Affiliates: You must include the employees or receipts of all affiliates when determining the size of a business. Affiliation with another business is based on the power to control, whether exercised or not. The power to control exists when an external party has 50 percent or more ownership. It may also exist with considerably less than 50 percent ownership by contractual arrangement or when one or more parties own a large share compared to other parties. Check the SBA’s compliance guide for size and affiliation for more detailed information.
    • Sales Figures
      Confirm 3-year annual average receipts.
      • Annual receipts: This is the “total income” (or “gross income”) plus the “cost of goods sold.” These numbers can normally be found on the business’s IRS tax return forms. Receipts are averaged over a business’s latest three complete fiscal years or (except in the Business Loan and Disaster Loan Programs) five complete fiscal years to determine the average annual receipts. If a business hasn’t been in business for five years, multiply its average weekly revenue by 52 to determine its average annual receipts. The SBA calculates annual receipts in accordance with 13 CFR 121.104.
    • Number of total employees and Number of employees in ND
      • Employee: This is the average number of people employed for each pay period over the business’s latest 12 calendar months. Any person on the payroll must be included as one employee regardless of hours worked or temporary status. The number of employees of a concern in business less than 12 months is the average for each pay period that it has been in business. The SBA calculates number of employees in accordance with 13 CFR 121.106.
    • Export markets and volume percentages
      Identify your company’s export countries/markets and the corresponding export sales volume

  1. Determine Eligibility
    Using the information you gathered, determine if your company meets the SBA “eligible small business concern” guidelines. If you have questions, please visit https://www.sba.gov/federal-contracting/contracting-guide/size-standards

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  1. Complete Application
    Companies must complete one Company Application per grant period and then complete a separate Activity Application for each event they request funds. The application process includes the following:

    • Company Application
      • Company Information Page (Requires basic company, contact, industry, and financial information)
      • SBA’s Self-representation as an “eligible small business concern”
      • SBA’s Debarment Suspension, Ineligibility and Voluntary Exclusion Lower Tier Covered Transactions Certification (SBA Form 1624)
      • STEP ND Grant Certification Statement
      • STEP ND Success Agreement
      • IRS W-9 tax form
        All statements must be signed and dated by the applicant.

    • Activity Application (Type 1: Trade Trip, Type 2: Marketing Research and Other Export Activity)
      • Fill out thoroughly. If you are applying to Type 1 activity, also read the “Travel” drop-down on this webpage.

After completing the application(s), send the following items to: stepnd@ndto.com. Or via mail:

North Dakota Trade Office
P.O. Box 6050
Fargo, ND 58108-6050

Applications are reviewed based on the program guidelines and if accepted, approval is given based on the quality of the application and the overall funding available.

  1. Allocation

    NDTO allocates funds to approved companies on a first-come, first-served basis. Once all funding is allocated, the application process is over (unless allocated funds are under-utilized by awarded companies and turned back to NDTO). Allocations are determined based on a variety of factors:

    a. Amount of total funding available
    b. Quality of a company’s application, including expected increases in export sales and/or retained or new jobs
    c. Number of activities and previous funding allocations to the company
    d. Markets to be entered
    First-time applicants may be limited in the number of accepted applications within the program’s first quarter. Applicants may receive less than the full amount requested. NDTO reserves the right to accept or reject any application, or to limit allocations to any applicant.

  2. Review Committee
    All applications meeting the eligibility requirements will be reviewed by NDTO staff. If there are applications that require further analysis, NDTO reserves the right to share those applications with STEP ND partners to seek their input and arrive at a decision. NDTO’s decision is final.

  1. Approval Date
    NDTO seeks to make a decision on each application within one-to-two weeks of receipt of a completed application. This time frame may be extended if an application requires additional analysis, site visit, interviews, etc. A notice of approval or disapproval will be emailed to the applicant.

  1. Activity Start Date
    If an approved activity/project is not started within sixty (60) days of the approval date, it will be deemed to have been withdrawn by the applicant. The applicant may extend this time frame upon written notice from NDTO or make a new application for the activity.

Participating companies may need to make changes to their plans after the activity/project has been approved. Changes to existing approvals are accomplished through amendments. Amendments can be made anytime during the program year. Contact NDTO in advance with any questions. Amendments can be used to change/add the following:

  1. Countries or markets
  2. Funding – approval is based on the availability of funds
  3. Dates

Companies wishing to change the activity/project type must resubmit an Activity Application to NDTO as a new activity.

This checklist will help you before, during, and after the activity.

  1. Pre-Approval
    Verify that the activity, promoted product(s), and country are listed on the approved application.

  1. Timing
    Activities must occur after the Company Application and Activity Date are submitted to NDTO.

  1. Ensure Activity Eligibility
    Before commencing any activity, verify that the activity is eligible.

  1. Proof of Payment
    Confirmation of payment is required, shown in US dollars. Reimbursement is based on your payment, so we must have the proper documentation. The acceptable forms of payment include:

    a. Cash Receipt
    For cash expenses less than $1,000, a signed receipt which must be marked “paid” and show a zero balance. For cash expenses exceeding $1,000, a letter from the vendor stating the invoice has been paid in full.

    b. Check
    A cleared, bank-encoded, canceled version of the check, or a copy of the front and back of the check accompanied by a copy of the bank statement showing the check withdrawal as a line item or posted.

    c. Credit Card Statement
    A credit card statement showing the name of the participating company, the vendor, and the charge as a line item are required. We do not need proof of payment to the credit card company.

    d. Wire Transfer Confirmation
    We must see the wire transfer confirmation or the bank statement showing the posted transaction. The request alone is not sufficient.

    e. Credit/Debit Memo
    A copy of the credit/debit memo, a copy of the account statement or product invoice showing the deduction taken, and copies of invoices for products shipped to the vendor and the corresponding credit memo that equals or exceeds the amount of the credit/debit memo.

  1. Proof of Activity
    Provide proof of your activity. Because this varies by activity, please see the activity details under Reimbursement Requirements.

Companies will only be reimbursed for travel to exhibit at international trade shows, for foreign market sales trips, or to participate in approved trade missions. If you are traveling on a trade mission, please contact NDTO to verify eligibility under the program. Please note: Travel expenses are eligible for a maximum of two US-based company employees. Travel expenses are not eligible for importers/distributors, consultants, interns, or interpreters. This checklist will help you before, during, and after your trip.

  1. Before Trip – Make Travel Preparations
    • All STEP ND Trade Trip Applications must be submitted before the trip commences.
    • Purchase Airline Tickets with Care
      • Comply with the Fly America Act:
        Travelers must fly on a US carrier in and out of the United States. Travel outside of the US, within other countries, may be on a foreign carrier. If it is a “codeshare” flight, the 2-letter code for the US partner airline must show on the ticket. The Fly America Act Waiver Checklist is required when the use of a foreign carrier is necessary.
      • Buy Full Fare Coach/Economy Class Tickets:
        Travelers will be reimbursed at the cost of a full-fare coach/economy class ticket. Business or First Class travelers must submit a written quote of the coach/economy class fare for the same destination and dates of travel, obtained on the same date, for consideration.
      • Choose Direct Flights to and from the Destination:
        Fly directly to and from the approved destination. If you fly to other destinations or extend your trip, you must submit a written quote of the coach/economy class fare directly to and from the approved destination. Be sure to obtain a quote at the time you are booking your airfare. Quotes done after the trip takes place are not eligible. Written quote must come from a website (printed with URL address and showing/ or from a travel agent).

  1. During Trip – Collect Documentation
    • Airfare Passenger Receipt or E-ticket Receipt
      Keep the Passenger Receipt or E-ticket Receipt, which shows the ticket number, the complete routing codes, including layover and flight segments, and the fare amount charged (i.e., point-to-point faring). In addition to the Passenger Receipt, you must provide a printed itinerary.
    • Lodging
      You will be reimbursed for no more than the US government per diem rate listed at https://aoprals.state.gov/web920/per_diem.asp for foreign rates or http://www.gsa.gov/portal/content/104877 for domestic rates. If your destination city is not listed, please choose “Other” to determine the per diem rate. Obtain a detailed copy of the hotel statement showing the occupant’s name, arrival/departure dates, daily room rate, and total charges (indicating a zero balance). The hotel statement must be translated into English if it is in a foreign language. If the hotel was reserved and prepaid online or through a travel agent, you must obtain a receipt from the hotel showing the occupant’s name and arrival/departure dates to confirm the reservation was kept. Lodging statements must be in US dollars or converted into US dollars. Foreign currency charges shown on credit card statements are not eligible for reimbursement.
    • Trade Show Booth
      If you are traveling for a trade show, take a photo of the trade show booth during the show, including:
      • Brand name products on display
      • Show signage
      • Employees working at the booth
      • Also, submit a copy of your company’s listing in the trade show guide, if possible.

Email of the completed Request for Reimbursement and supporting documentation to NDTO. All reimbursement claims should be submitted to NDTO within 30 days of the completion of the promotional activity. You must provide NDTO with supporting documentation for each reimbursement claim. All reimbursements require the submission of three items:

  • An invoice
  • Proof of payment (copies only)
  • Proof of activity – If a picture or printed material is being submitted as proof of activity, only one of each item is needed per reimbursement request.

Keep copies of all reimbursement request materials, including original copies of vendor invoices. Upon review, NDTO may request original documentation. Please note: You are required to maintain your STEP ND files for a minimum of 3 years following the end of the program year. Files are subject to audit by the SBA. Once your reimbursement claim has been reviewed, and you have been notified of any additional documentation that is needed, you have 15 days to provide the documents, or your reimbursement claim may be denied.

All invoices submitted for reimbursement must contain detailed information in English or translated into English:

  • Dates of expenses must be readable
  • Name and contact information of vendor
  • All itemized charges (summary invoices are ineligible)

For foreign currency exchange rate conversions please use www.oanda.com, and put in the date or date range).

The activities listed below require specific documentation in order to qualify for reimbursement.

  1. Trade Shows
    Please provide a photo of the booth taken during the show with the products on display, or the listing in the show exhibitor’s guide, and a copy of the cover of the guide.

  2. Trade Missions
    Proof of participation in the trade mission may include a photo of the traveling group in a destination country.

  3. Translations
    Please provide samples of the original item in English and the translated item. A legible photo may be submitted for items that are larger than an 11″ x 8 ½” sheet of paper.

  4. Ground Transportation
    Please provide copies of receipts.

  5. Airfare
    • Passenger Receipt or E-ticket Receipt indicating direct flight(s) on US carrier to and from the approved destination with full-fare coach/economy class tickets
    • Flight itinerary listing each leg of the flight, flight numbers, airports, dates, and times. Please note: US carrier airline codes flight numbers are required for flights departing from and arriving in the United States
      If applicable, a quote for a full-fare coach/economy class ticket on a US carrier to and from the approved destination

  6. Lodging
    Hotel statement or receipt showing occupant’s name, arrival/departure dates, daily room rate, total charges and a zero balance. If the statement is in a foreign language, an English translation must be provided

  7. Prepaid Lodging
    Detailed invoice from the travel agent or website listing the nightly room rate and a statement from the hotel detailing the occupant’s name and the arrival/departure dates

  8. US Commercial Services Subscriptions
    A receipt of the subscriptions/services provided by the US Commercial Services will be required that detail what services were performed for the applicant. NDTO may be able to pay USCS on behalf of the company in some situations.

  9. ExporTech
    A receipt and proof of payment is required

  10. REC Research
    An invoice and proof of payment is required

  11. Activity Results
    Participants in STEP ND are required to submit quarterly export sales and jobs data information and survey requests to NDTO that resulted from the approved activity within 30 days of completion and when follow-up data is requested. These results include dealer/distributor signed agreements.